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FINTECH

MODULE VIII

REGTECH

About Module VIII

Module VIII introduces RegTech and shows how technology supports compliance across the EU financial sector. Learners map major regulations, examine AML, DORA, monitoring and reporting workflows, supervisory interactions, audit logs, evidence architecture and tax reporting. Practical stories and frameworks help compliance teams design effective, measurable and scalable RegTech strategies for SMEs.

What You Will Learn

After the end of Module I, you will be able to:

  • Knowledge 6

    Define RegTech and SupTech, locate RegTech within the EU Digital Finance Strategy.

  • Knowledge 6

    Map RegTech applications to EU regulatory obligations (GDPR, AMLR/AMLA, MiFID II, DORA, PSD2/PSD3, MiCA, SFDR/CSRD, ViDA/DAC, AI Act).

  • Skill 6

    Design a compliance monitoring-to-reporting lifecycle across the 8 operational stages.

  • Skill 6

    Prepare evidence packs for desk-based reviews and on-site inspections.

  • Skill 6

    Architect audit logs and continuous-assurance evidence satisfying DORA, AMLR, MiFID II, GDPR.

  • Skill 6

    Apply RegTech to tax compliance — VAT exemptions for funds, DAC6/DAC8, ViDA-ready canonical models.

  • Responsibility & Autonomy 6

    Draft a 5-layer RegTech strategy aligning Regulation · Data · Technology · Governance · KPIs.

🎯 What you will be able to do after this module

When you finish Module VII, you should be able to:

  • understand how RegTech supports compliance in SMEs
  • identify the main EU regulations driving RegTech
  • connect regulatory obligations with RegTech tools
  • understand how digital compliance monitoring works
  • design a simple RegTech strategy for an SME

Contents

  • 7 Learning Topics
  • 20 lessons

Learning Topic 1: Introduction to RegTech and the EU Digital Compliance Landscape

  • LESSON 1.1 – RegTech, SupTech and the EU Digital Finance Strategy [Intermediate]
  • LESSON 1.2 – The Supervisory Convergence: Firms and Regulators Read the Same Data [Advanced]

Learning Topic 2: The EU Regulatory Map and RegTech Applications

Learning Topic 3: Compliance Monitoring and Reporting — The 8-Stage Lifecycle

Learning Topic 4: The Compliance Officer and the Supervisory Interface

Learning Topic 5: Audit Logs and Evidence Architecture

Learning Topic 6: Tax RegTech – VAT, DAC and Digital Reporting

Learning Topic 7: CAPSTONE – Designing a RegTech Strategy for an SME

References and Final Assessment

Download MODULE VIII

Free
Free access this course
  • Level
    Intermediate
  • Duration
    3 hours

Requirements

  • Registration on the A2FINTECS platform
  • Stable internet connection
  • Suitable for Intermediate or Advanced learners
  • Familiarity with FinTech fundamentals (Module II)
  • Basic knowledge of the EU regulatory framework (Module III)

Target Audience

  • Officers
  • MLROs
  • DPOs
  • Risk & Audit
  • SME Owners
  • Trainers working with SMEs
  • Learners with basic finance knowledge

Disclaimer. Material for Educational Purpose Only
The content on this platform is provided solely for educational and informational purposes and does not constitute financial, investment, legal, or tax advice. We do not recommend or endorse any specific cryptocurrency, financial product, or investment strategy. Cryptocurrencies are volatile and high-risk assets, and any investment decision is made at the user’s own responsibility. Users should seek advice from a qualified financial advisor before making financial decisions.